Compliance operations
Work Queue
Current relationship
Select a client
No client selected
Work Queue
Open work, automated monitoring, human review and completed evidence in one place
Automation Schedule
Time-driven controls remain visible before and after they run
Client Profile
CDD case information
No client selected
Change history
Client Portal Preview
Customer-facing intake without internal risk or sanctions results
Send KYC Invite
Create a secure intake link for a new prospect or an existing client
Intake Submissions
Track drafts, submitted packages, automated checks and reviewer requests
Parties, Directors and UBOs
All related parties are included in sanctions screening
Document Management
Files are tied to a client or party and require internal review
KYC Checklist Configuration
Different business lines can use different CDD depths
Jurisdiction Risk Rules
Country risk drives EDD, MLRO approval and monitoring intensity
Sanctions List Management
Official lists refresh automatically every quarter; each successful parsed version is snapshotted into screening runs
Screening Runs
Onboarding, daily, triggered and manual runs
Sanctions Alert Review
Potential matches require documented human judgement
Approval Workflow
Acceptance, EDD, sanctions and hold-release approvals
Risk & Screening
Sanctions, adverse media, risk review and retained evidence
Audit Trail
Core actions are retained for inspection